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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-15 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Houston | TX | 03/2016 | 04/2017 |
| Comerica Securities, Inc. | Houston | TX | 06/2017 | 07/2019 |
| Frost Brokerage Services | Houston | TX | 07/2019 | 09/2022 |
| Frost Investment Services | Houston | TX | 07/2019 | 09/2022 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2022 | 05/2025 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 10/2022 | 05/2025 |
| Unemployed | Houston | TX | 05/2017 | 05/2017 |
| Frost Investment Services | Houston | TX | 07/2019 | 12/2021 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-14 |
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