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Daniel Alfred Butterly

Tiaa-Cref Individual & Institutional Services, LLC

Pasadena, CA

Pasadena, CA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-07-01
AL RA APPROVED 2026-06-30
CA RA APPROVED 2026-06-30
TX RA APPROVED 2026-06-30
  • VT RA
    APPROVED
    Since 2026-07-01
  • AL RA
    APPROVED
    Since 2026-06-30
  • CA RA
    APPROVED
    Since 2026-06-30
  • TX RA
    APPROVED
    Since 2026-06-30

Branch Locations

35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Philadelphia PA 09/2015 07/2022
Wells Fargo Clearing Services, Llc Philadelphia PA 02/2021 07/2021
Cnr Securities, Llc Beverly Hills CA 08/2022 06/2026
Rbc Rochdale, Llc Beverly Hills CA 08/2022 06/2026
Tiaa Pasadena CA 06/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 06/2026 Present
  • 09/2015 → 07/2022
    Wells Fargo Bank, Na
    Philadelphia, PA
  • 02/2021 → 07/2021
    Wells Fargo Clearing Services, Llc
    Philadelphia, PA
  • 08/2022 → 06/2026
    Cnr Securities, Llc
    Beverly Hills, CA
  • 08/2022 → 06/2026
    Rbc Rochdale, Llc
    Beverly Hills, CA
  • 06/2026 → Present
    Tiaa
    Pasadena, CA
  • 06/2026 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Pasadena, CA
Previous Registrations
  • 2022-09-07 → 2026-06-24
    Rbc Rochdale, Llc
    Beverly Hills, CA
    New York, NY
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-10
  • S63 Uniform Securities Agent State Law Examination
    2022-11-10
Designations
Other Names
  • Daniel Alfred Butterly
  • Daniel Butterly

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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