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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2014 | 09/2016 |
| Mcadam Llc | Jersey City | NJ | 10/2014 | 09/2016 |
| Pruco Securities, Llc. | New York | NY | 10/2016 | 11/2024 |
| Prudential Insurance Company Of America | New York | NY | 10/2016 | Present |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 09/09/2024 - Venerable Insurance and Annuity Company - Servicing Agent on fixed annuity contracts that were written prior to joining Prudential - Non-Variable Insurance Commission Trails - Inv Related - At NEW YORK, NY - Start Date 11/01/2016 - 0hrs/mth - 0hrs/mth During Trading 2) 09/09/2024 - Resolution Life/ Voya Distribution - Security Life of Denver, Reliastar Life & Reliastar Life of New York - Servicing agent for fixed life insurance policies with Voya that were written prior to me joining Prudential - Non-Variable Insurance Commission Trails - Inv Related - At NEW YORK, NY - Start Date 11/01/2016 - 0hrs/mth - 0hrs/mth During Trading 3) 09/09/2024 - Matthew Wall - Servicing agent for fixed life insurance policies that were written with Voya/Resolution Life prior to joining Prudential - Non-Variable Insurance Commission Trails - Inv Related - At NEW YORK, NY - Start Date 06/01/2012 - 0hrs/mth - 0hrs/mth During Trading 4) 09/09/2024 - Matthew Wall -Servicing agent on fixed annuity contracts that were written prior to joining Prudential - Non-Variable Insurance Commission Trails - Inv Related - At NEW YORK, NY - Start Date 11/01/2016 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-03 |
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