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Matthew Joseph Wall

LPl Enterprise, LLC

New York, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2014 09/2016
Mcadam Llc Jersey City NJ 10/2014 09/2016
Pruco Securities, Llc. New York NY 10/2016 11/2024
Prudential Insurance Company Of America New York NY 10/2016 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 10/2014 → 09/2016
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2014 → 09/2016
    Jersey City, NJ
  • 10/2016 → 11/2024
    New York, NY
  • 10/2016 → Present
    Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

1) 09/09/2024 - Venerable Insurance and Annuity Company - Servicing Agent on fixed annuity contracts that were written prior to joining Prudential - Non-Variable Insurance Commission Trails - Inv Related - At NEW YORK, NY - Start Date 11/01/2016 - 0hrs/mth - 0hrs/mth During Trading 2) 09/09/2024 - Resolution Life/ Voya Distribution - Security Life of Denver, Reliastar Life & Reliastar Life of New York - Servicing agent for fixed life insurance policies with Voya that were written prior to me joining Prudential - Non-Variable Insurance Commission Trails - Inv Related - At NEW YORK, NY - Start Date 11/01/2016 - 0hrs/mth - 0hrs/mth During Trading 3) 09/09/2024 - Matthew Wall - Servicing agent for fixed life insurance policies that were written with Voya/Resolution Life prior to joining Prudential - Non-Variable Insurance Commission Trails - Inv Related - At NEW YORK, NY - Start Date 06/01/2012 - 0hrs/mth - 0hrs/mth During Trading 4) 09/09/2024 - Matthew Wall -Servicing agent on fixed annuity contracts that were written prior to joining Prudential - Non-Variable Insurance Commission Trails - Inv Related - At NEW YORK, NY - Start Date 11/01/2016 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-26
S63 Uniform Securities Agent State Law Examination 2012-10-03
  • S65 Uniform Investment Adviser Law Examination
    2012-10-26
  • S63 Uniform Securities Agent State Law Examination
    2012-10-03

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