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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-22 |
| NC | RA | APPROVED | 2017-01-10 |
Branch Locations
3100 Smoketree Court Suite 1000, Raleigh, NC 27604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2013 | Present |
Oakbridge Financial Group, LLC, 5018 Shamrock Dr. Raleigh NC 27612, Member/Partner, Managing Partner, 07/20/2018, 200 Hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-02 |
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