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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-04 |
| WA | RA | APPROVED | 2024-11-21 |
Branch Locations
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securites America, Inc. | Bellevue | WA | 05/2016 | 10/2018 |
| Regulus Advisors, Llc | Kentwood | MI | 11/2018 | 03/2020 |
| Pruco Securities Llc | Bellevue | WA | 03/2020 | 11/2024 |
| The Prudential Insurance Company Of America | Bellevue | WA | 10/2022 | Present |
| Lpl Enterprise, Llc | Mercer Island | WA | 11/2024 | Present |
1.08/26/2024; GUIDED MEDICARE SOLUTIONS; Non variable ins; YES inv related; 0 hr/mo non trading; 0hr/mo trading; 09/15/2015 GUIDED MEDICARE SOLUTIONS. OWNERSHIP CHANGED AROUND FEBRUARY '2020. POSITION: Independent contractor NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2015 ADDRESS: 10410 19th Ave SE #101, Everett WA 98208, United States DESCRIPTION: Receiving residual commissions for certifications and in force policies. ACTING AS TRUSTEE FOR FRIEND< KEVIN J HOLLOWAY AND THE KJH FAMILY TRUST. POSITION: Trustee of the KJH Family Trust NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2024 ADDRESS: 6707 282nd Ave SE, Issaquah WA 98027, United States DESCRIPTION: Act as Trustee for 2 surviving children
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-29 |
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