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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | Addison | TX | 03/2014 | 05/2020 |
| Usaa Financial Planning Services | Addison | TX | 03/2014 | 05/2020 |
| Fc Dallas | Frisco | TX | 03/2014 | 11/2016 |
| Little Elm School District | Little Elm | TX | 11/2016 | 08/2017 |
| Usaa Investment Management Company | Addison | TX | 01/2018 | 05/2020 |
| Charles Schwab & Co., Inc. | Westlake | TX | 05/2020 | 08/2022 |
| Charles Schwab Bank, Ssb | Westlake | TX | 05/2020 | 08/2022 |
| The Vanguard Group, Inc. | Plano | TX | 08/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSES INVESTMENT RELATED ADDRESS (CITY/STATE): MCKINNEY, TX NATURE OF BUSINESS: LIFE AND HEALTH POSITION: N/A START DATE: 11/2012 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAINING LICENSES ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-03 |
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