Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
16 N Marengo Avenue, Suite 500, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 04/2014 | 02/2017 |
| Bank Of America, N.A. | Los Angeles | CA | 06/2014 | 02/2017 |
| Kestra Investment Services, Llc | Alhambra | CA | 02/2017 | 03/2018 |
| National Securities Corp | Alhambra | CA | 04/2018 | 10/2018 |
| National Asset Management | Alhambra | CA | 04/2018 | 10/2018 |
| Lpl Financial, Llc | Pasadena | CA | 10/2018 | 01/2020 |
| Lpl Financial, Llc | Pasadena | CA | 01/2020 | 01/2023 |
| Strategic Wealth Advisors Group, Llc | Pasadena | CA | 02/2020 | 01/2023 |
| Cadaret Grant & Co., Inc. | Pasadena | CA | 01/2023 | 07/2025 |
| Lpl Financial Llc | Los Gatos | CA | 07/2025 | Present |
1- 07/2025 - Claros Wealth Management Group - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 02/22/2023 - 0 hours per month/ during trading 2- 07/2025 - Novus Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 160 hours per month/ 40 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-27 |
Reach out to this advisor