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Levi Glenn Cass

LPl Financial LLC

San Diego, CA

Surprise, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-25
TX RA APPROVED 2022-08-25
  • CA RA
    APPROVED
    Since 2022-08-25
  • TX RA
    APPROVED
    Since 2022-08-25

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Surprise, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc La Vista NE 05/2012 03/2019
Securities America Advisors La Vista NE 04/2014 03/2019
Ameritas Investment Corp Lincoln NE 03/2019 08/2022
Ameritas Advisory Services, Llc Lincoln NE 11/2021 08/2022
Lpl Financial Llc Glendale AZ 08/2022 Present
  • 05/2012 → 03/2019
    Securities America Inc
    La Vista, NE
  • 04/2014 → 03/2019
    Securities America Advisors
    La Vista, NE
  • 03/2019 → 08/2022
    Ameritas Investment Corp
    Lincoln, NE
  • 11/2021 → 08/2022
    Ameritas Advisory Services, Llc
    Lincoln, NE
  • 08/2022 → Present
    Lpl Financial Llc
    Glendale, AZ
Previous Registrations
  • 2021-11-01 → 2022-08-23
    Ameritas Advisory Services, Llc
    Glendale, AZ
  • 2019-07-08 → 2021-11-01
    Ameritas Investment Company, Llc
    Lincoln, NE
    Glendale, AZ
    Austin, TX
  • 2014-04-23 → 2019-03-21
    Securities America Advisors, Inc.
    La Vista, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-17
  • S66 Uniform Combined State Law Examination
    2014-04-17

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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