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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-28
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-04-28
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Point Pleasant, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Securities Boston MA 05/2012 Present
Metlife Securities Inc. Wall Township NJ 01/2015 Present
Mml Investors Services, Llc Wall Township NJ 03/2017 Present
  • 05/2012 → Present
    New England Securities
    Boston, MA
  • 01/2015 → Present
    Metlife Securities Inc.
    Wall Township, NJ
  • 03/2017 → Present
    Wall Township, NJ
Previous Registrations
  • 2015-12-18 → 2017-03-25
    Msi Financial Services, Inc.
    Wall Township, NJ
    Fairfield, NJ
Other Businesses

Independent Insurance Agent - Dental and Group Disability Income Disability Fixed Annuities Life/Accident/Health Long-Term Care Medicare Related Products -from business address - 3 security hours and 0 non security hours - since 10/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-15
S63 Uniform Securities Agent State Law Examination 2013-03-04
  • S66 Uniform Combined State Law Examination
    2015-12-15
  • S63 Uniform Securities Agent State Law Examination
    2013-03-04
Other Names
  • Kenneth Mills

View on SEC IAPD

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