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Samuel Campbell Watson

Osaic Institutions, Inc.

Orleans, MA

South Dennis, MA

North Eastham, MA

Wellfleet, MA

Provincetown, MA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-09-12
  • MA RA
    APPROVED
    Since 2018-09-12

Branch Locations

97 Cranberry Highway Route 6A, Orleans, MA 02653 • United States

688 Main Street, South Dennis, MA 02660 • United States

75 Brackett Road, North Eastham, MA 02651 • United States

Main Street, Wellfleet, MA 02667 • United States

137 Bradford St, Provincetown, MA 02657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Warwick RI 05/2012 11/2016
Citizens Securities, Inc. Mystic CT 11/2016 09/2018
Infinex Investments, Inc. Meriden CT 09/2018 Present
  • 05/2012 → 11/2016
    Metlife Securities, Inc.
    Warwick, RI
  • 11/2016 → 09/2018
    Citizens Securities, Inc.
    Mystic, CT
  • 09/2018 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2016-11-29 → 2018-09-05
    Citizens Securities, Inc.
    Deep River, CT
    Mystic, CT
    Gales Ferry, CT
    Groton, CT
    Pawcatuck, CT
    Westerly, RI
    N. Kingstown, RI
    North Kingstown, RI
    N. Kingstown, RI
    Richmond, RI
  • 2013-06-07 → 2016-12-05
    Msi Financial Services, Inc.
    Warwick, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-17
S63 Uniform Securities Agent State Law Examination 2012-07-12
  • S65 Uniform Investment Adviser Law Examination
    2013-04-17
  • S63 Uniform Securities Agent State Law Examination
    2012-07-12
Designations
Other Names
  • Sam Watson
  • Samuel Watson

View on SEC IAPD

Other Firms

THE MONTGOMERY FINANCIAL GROUP, INC.
B. RILEY WEALTH ADVISORS, INC.
TD PRIVATE CLIENT WEALTH LLC
MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC.
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

HERBERT ELWIN MONTGOMERY
Jonathan Tyler Ambrose
SUSAN LEMIEUX
Igor D Avelar
DOUGLAS EDWARD SIVCO
THOMAS PATRICK MCINTYRE
EDWARD GERALD BENZ
JORDAN DOUGLAS TRAUB

Other Offices

THE MONTGOMERY FINANCIAL GROUP, INC. · ORLEANS, MA
B. RILEY WEALTH ADVISORS, INC. · ORLEANS, MA
TD PRIVATE CLIENT WEALTH LLC · Orleans, MA
MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. · ORLEANS, MA
MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. · ORLEANS, MA
COMMONWEALTH FINANCIAL NETWORK · ORLEANS, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLEANS, MA
OSAIC WEALTH, INC. · BREWSTER, MA

More in Orleans, MA

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