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Stephanie Marie Lee

Cwm, LLC

Green Bay, WI

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-12-21
  • WI RA
    APPROVED
    Since 2020-12-21

Branch Locations

2021 S Webster Ave, Green Bay, WI 54301 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Financial, Llc Green Bay WI 06/2015 05/2019
Heritage Financial, Llc Green Bay WI 11/2021 12/2022
Heritage Financial, Llc Green Bay WI 12/2022 Present
Cwm, Llc Omaha NE 11/2021 Present
Heritage Financial, Llc Green Bay WI 06/2019 11/2021
  • 06/2015 → 05/2019
    Heritage Financial, Llc
    Green Bay, WI
  • 11/2021 → 12/2022
    Heritage Financial, Llc
    Green Bay, WI
  • 12/2022 → Present
    Heritage Financial, Llc
    Green Bay, WI
  • 11/2021 → Present
    Cwm, Llc
    Omaha, NE
  • 06/2019 → 11/2021
    Heritage Financial, Llc
    Green Bay, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-21
  • S65 Uniform Investment Adviser Law Examination
    2020-12-21
Designations
Other Names
  • Stephanie Marie Dewindt

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
MELOTTE FINANCIAL ADVISORS
ONELEGACY ADVISORS, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
J.P. MORGAN SECURITIES LLC
BARINGTON CAPITAL MANAGEMENT, LLC
HARBOUR INVESTMENTS, INC.
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER LEE FEUTZ
MONTANA MORGAN TILLMANN
MARK BRIAN PIPER
Zachary Mano Gilson
MARK ANDREW ENGLES
TIMOTHY ARNOLD BENES
Cal David Jensen
KENNETH JOSEPH MELOTTE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

More in Green Bay, WI

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