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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-16
CA RA APPROVED 2020-03-10
  • TX RA
    APPROVED_RES
    Since 2022-05-16
  • CA RA
    APPROVED
    Since 2020-03-10

Branch Locations

155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States

Claremont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manuel & Maria T Reynoso Claremont CA 03/1986 Present
Metlife Securities Inc Pasadena CA 09/2015 03/2017
Mml Investors Services, Llc Pasadena CA 03/2017 03/2020
Massmutual Life Insurance Co Pasadena CA 07/2016 03/2020
Cetera Investment Services Llc St Cloud MN 03/2020 Present
Cetera Investment Advisers Llc Monrovia CA 03/2020 Present
  • 03/1986 → Present
    Manuel & Maria T Reynoso
    Claremont, CA
  • 09/2015 → 03/2017
    Metlife Securities Inc
    Pasadena, CA
  • 03/2017 → 03/2020
    Pasadena, CA
  • 07/2016 → 03/2020
    Massmutual Life Insurance Co
    Pasadena, CA
  • 03/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2020 → Present
    Monrovia, CA
Previous Registrations
  • 2017-03-25 → 2020-03-12
    Pasadena, CA
  • 2015-10-01 → 2017-03-25
    Msi Financial Services, Inc.
    Pasadena, CA
  • 2013-01-01 → 2015-10-06
    Waddell & Reed
    Riverside, CA
Other Businesses

1) RENTAL PROPERTIES / REAL ESTATE OWNERSHIP / MANAGEMENT, 100% OWNER 2) MANUEL P. AND LUPE REYNOSO TRUST, FIDUCIARY/CO-TRUSTEE, MANAGING ESTATE ASSETS AND PAYMENT OF LIABILITIES FOR THE FAMILY TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-28
S63 Uniform Securities Agent State Law Examination 2012-06-30
  • S65 Uniform Investment Adviser Law Examination
    2012-12-28
  • S63 Uniform Securities Agent State Law Examination
    2012-06-30
Designations
Other Names
  • Manuel Lopez Reynoso
  • Manuel Reynoso
  • Manny Reynoso
  • Manuel Reynoso

View on SEC IAPD

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