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Luis Cristobal Lemus

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

Dallas, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
  • TX RA
    APPROVED
    Since 2025-04-04

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

5500 Preston Rd, Dallas, TX 75205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Funds Distributor, Inc. Dallas TX 08/2016 03/2017
Chiron Investment Management Llc Dallas TX 04/2017 11/2017
Foreside Fund Services, Llc Dallas TX 04/2017 12/2017
Lord Abbett & Co. Jersey City NJ 12/2017 06/2018
Goldman Sachs & Co. Llc Dallas TX 07/2018 04/2020
Continuous Capital, Llc Irving TX 04/2020 07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 08/2022 Present
  • 08/2016 → 03/2017
    Highland Capital Funds Distributor, Inc.
    Dallas, TX
  • 04/2017 → 11/2017
    Chiron Investment Management Llc
    Dallas, TX
  • 04/2017 → 12/2017
    Foreside Fund Services, Llc
    Dallas, TX
  • 12/2017 → 06/2018
    Lord Abbett & Co.
    Jersey City, NJ
  • 07/2018 → 04/2020
    Goldman Sachs & Co. Llc
    Dallas, TX
  • 04/2020 → 07/2022
    Continuous Capital, Llc
    Irving, TX
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
Previous Registrations
  • 2013-01-04 → 2013-07-01
    Avondale Investment Management Llc
    Dallas, TX
  • 2012-05-07 → 2013-01-05
    Avondale Wealth Management Llc
    West Lake Hills, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-02
S63 Uniform Securities Agent State Law Examination 2013-07-29
S65 Uniform Investment Adviser Law Examination 2012-04-18
  • S66 Uniform Combined State Law Examination
    2025-04-02
  • S63 Uniform Securities Agent State Law Examination
    2013-07-29
  • S65 Uniform Investment Adviser Law Examination
    2012-04-18
Other Names
  • Luis De La Parra
  • Luis Cristobal Lemus De La Parra

View on SEC IAPD

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CG ADVISORY SERVICES
CLAIRALPHA ADVISORS LLC
TRIAD WEALTH PARTNERS, LLC

Other Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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