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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-01 |
Branch Locations
610 Pacific Coast Highway Suite 100, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 03/2007 | 04/2021 |
| Diversified Securities, Inc. | Long Beach | CA | 01/2012 | 05/2025 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Seal Beach | CA | 05/2025 | Present |
1- 05/2025 - Rental of residential property - Real Estate Rental - Owner - Investment Related - Anaheim, CA - Start Date 07/01/2021 - 5 hours per month/ during trading 2- 07/18/2025 - DSI Properties, Inc. - Outside/W-2 Employment - Website Maintenance - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2002 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-27 |
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