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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-20
  • TX RA
    APPROVED
    Since 2017-07-20

Branch Locations

6400 Fannin Street Suite 2450, Houston, TX 77030 • United States

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Houston TX 05/2005 Present
Tiaa Houston TX 05/2005 Present
Other Businesses

FARM LAND RENTAL POSITION: N/A NATURE: Land rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 813 Private Road 1002, Hallettsville TX 77964, United States DESCRIPTION: Land Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-22
S63 Uniform Securities Agent State Law Examination 2002-01-19
  • S65 Uniform Investment Adviser Law Examination
    2016-08-22
  • S63 Uniform Securities Agent State Law Examination
    2002-01-19

View on SEC IAPD

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