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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-03-14 |
| TX | RA | APPROVED | 2024-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Service Co | West Des Moines | IA | 07/2016 | 10/2018 |
| Cambridge Investment Research, Inc. | Pilot Grove | IA | 10/2018 | 03/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | 03/2024 |
| Lpl Financial Llc | Hillsboro | IA | 03/2024 | Present |
1) 01/2024 - Prairie Rose Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 90% Time Spent 2) 01/2024 - AGRICULTURE, HILLSBORO, IA / Owner - Farm / Business Owner / Not Inv. Related / Hillsboro, IA / Start date 01/01/2015 - 5 Hrs per month - 5% Time Spent 3) 01/2024 - IA Lee County / Owner - Farm / Business Owner / Not Inv. Related / Lee County, IA / Start date 06/01/2016 - 4) 01/2024 - Van Buren County, IA / Owner / Business Owner / Not Inv. Related / Hillsboro, IA / Start date 11/01/2018 - 10 Hrs per month - 5% Time Spent 5) 01/2024 - E4 Insurance Services / Non-Variable Insurance / Inv. Related / Verona, WI / Start date 10/01/2022 - 10 Hrs per month - 5 % Time Spent - 1 hrs per month 6) 04/25/2024 - Sharon Presbyterian Chruch In Farmington, IA - Non-Profit Board Member - Elder - Not Investment Related - 1302 160th St Farmington IA 52626 - Start Date 02/29/2024 - 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-10 |
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