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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Dallas | TX | 03/2016 | 07/2017 |
| New York Life Insurance Company | Dallas | TX | 02/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 07/2017 | Present |
| Bank Of America, N.A. | Frisco | TX | 07/2017 | Present |
I*802261 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Fort Worth, Texas, 76052 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 4/14/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-16 |
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