Scott A Moenig

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-22
TX	RA	APPROVED	2026-04-22

Branch Locations

50 Maple St, Croton On Hudson, NY 10520 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hvfcu Financial Services	Wappingers Falls	NY	06/2012	05/2018
Jpmorgan Chase Bank, N.A.	Poughkeepsie	NY	05/2018	01/2021
Jp Morgan Securities Llc	Poughkeepsie	NY	05/2018	01/2021
Keybank	Stone Ridge	NY	01/2021	01/2023
Key Investment Services Llc	Brooklyn	OH	04/2022	01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Poughkeepsie	NY	01/2023	04/2026
Bank Of America, N.A.	Poughkeepsie	NY	03/2023	04/2026
Wells Fargo Clearing Services, Llc	New York	NY	04/2026	Present

06/2012 → 05/2018

Hvfcu Financial Services

Wappingers Falls, NY
05/2018 → 01/2021

Jpmorgan Chase Bank, N.A.

Poughkeepsie, NY
05/2018 → 01/2021

Jp Morgan Securities Llc

Poughkeepsie, NY
01/2021 → 01/2023

Keybank

Stone Ridge, NY
04/2022 → 01/2023

Key Investment Services Llc

Brooklyn, OH
01/2023 → 04/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Poughkeepsie, NY
03/2023 → 04/2026

Bank Of America, N.A.

Poughkeepsie, NY
04/2026 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-04
S63	Uniform Securities Agent State Law Examination	2012-08-20

Other Firms