Colton James Duffy

1 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-06-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	05/2012	01/2020
Northwestern Mutual Investment Services, Llc	Greenwood Village	CO	05/2013	Present
Colorado State University	Fort Collins	CO	08/2009	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	01/2020
Ross Alisiani	Denver	CO	01/2020	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	02/2020	Present

05/2012 → 01/2020

Northwestern Mutual Life Insurance Company

Milwaukee, WI
05/2013 → Present

Northwestern Mutual Investment Services, Llc

Greenwood Village, CO
08/2009 → Present

Colorado State University

Fort Collins, CO
01/2016 → 01/2020

Northwestern Mutual Wealth Management Company

Milwaukee, WI
01/2020 → Present

Ross Alisiani

Denver, CO
02/2020 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-23
S63	Uniform Securities Agent State Law Examination	2013-10-31

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