Lee Allan Amiot

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Edina, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Edina, MN

Previous Registrations

• 2013-12-16 → 2013-12-23
  Ameriprise Financial Services, Llc
  Bloomington, MN

Other Businesses

Business Ownership; IWM, LLC; Co-owner; Manage Ameriprise Business; 7701 FRANCE AVE S, Ste 675, EDINA, MN, 55435; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours / 337 Holdings, LLC; Owner; Manage Ameriprise Business; 7701 FRANCE AVE S, Ste 675, EDINA, MN, 55435; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours. Outside Employment; 337 Holdings, LLC; Owner; Manage advisory business; 7701 FRANCE AVE S, Ste 675, EDINA, MN, 55435; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-05-14