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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-27 |
| MO | RA | APPROVED | 2023-08-16 |
Branch Locations
5701 W Main St, Belleville, IL 62226 • United States
8000 Forsyth Blvd, St. Louis, MO 63105 • United States
16303 Truman Rd, Ellisville, MO 63011 • United States
211 N Broadway, St Louis, MO 63102 • United States
6327 Chippewa St, St Louis, MO 63109 • United States
858Meramec Station Rd, Valley Park, MO 63088 • United States
1699 Clarkson Rd, Chesterfield, MO 63017 • United States
11901 Manchester Rd, Des Peres, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metro East Legacy Fc | Belleville | IL | 07/2014 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2016 | 07/2018 |
| Northwestern Mutual Investment Services Llc | Chesterfield | MO | 10/2016 | 07/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2017 | 07/2018 |
| Commerce Brokerage Services Inc | St Louis | MO | 07/2018 | Present |
| Lpl Financial Llc | St. Louis | MO | 08/2023 | Present |
1. 03/27/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-12 |
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