Best Investors Account Sign in

Roland Bernard Heidelberg

J.P. Morgan Securities LLC

Columbus, OH

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
OH RA APPROVED 2017-06-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • OH RA
    APPROVED
    Since 2017-06-16

Branch Locations

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 10/2013 05/2017
Morgan Stanley Services Group Inc. Columbus OH 03/2017 05/2017
J.P. Morgan Securities Llc Columbus OH 05/2017 Present
  • 10/2013 → 05/2017
    Morgan Stanley
    Columbus, OH
  • 03/2017 → 05/2017
    Morgan Stanley Services Group Inc.
    Columbus, OH
  • 05/2017 → Present
    J.P. Morgan Securities Llc
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-11-04
S65 Uniform Investment Adviser Law Examination 2008-08-11
  • S63 Uniform Securities Agent State Law Examination
    2016-11-04
  • S65 Uniform Investment Adviser Law Examination
    2008-08-11
Other Names
  • Roland Heidelberg
  • Roland Bernard Heidelberg
  • Roland Bernard Heidelberg
  • Roland B Heidelberg
  • Roland B Heidelberg
  • Roland Heidelberg
  • Roland Bernard Heidelberg

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

More in Columbus, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor