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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-09
  • NJ RA
    APPROVED
    Since 2026-02-09

Branch Locations

485 Madison Ave 6Th Floor [Satellite], New York, NY 10022 • United States

19 Center St, Chatham, NJ 07928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates New York NY 03/2016 01/2026
Wells Fargo Advisors Financial Network, Llc Chatham NJ 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-18
  • S66 Uniform Combined State Law Examination
    2013-11-18

View on SEC IAPD

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