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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
7431 Continental Parkway, Amarillo, TX 79119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Murphy Financial Advisors, Inc. | Amarillo | TX | 04/2012 | 08/2020 |
| Cadaret, Grant & Co., Inc. | Amarillo | TX | 09/2012 | 08/2020 |
| Lpl Financial, Llc | Amarillo | TX | 08/2020 | 04/2021 |
| Happy State Bank | Amarillo | TX | 08/2020 | 04/2021 |
| Securities America, Inc | Amarillo | TX | 06/2021 | 06/2024 |
| Securities America Advisors | Amarillo | TX | 06/2021 | 06/2024 |
| Brown Graham & Co. | Amarillo | TX | 05/2021 | Present |
| Osaic Wealth, Inc. | Amarillo | TX | 06/2024 | Present |
1. INSURANCE POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/05/2021 ADDRESS: 5506 Tawney, Amarillo TX 79106 DESCRIPTION: Insurance Sales 2. AMARILLO AREA ESTATE PLANNING COUNCIL POSITION: Board Member NATURE: Board member for Estate planning organization. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/31/2022 ADDRESS: PO Box 9003, Amarillo TX 79105 DESCRIPTION: board member helping to serve local professions with informative meetings regarding estate planning. 3. AMARILLO COLLEGE TUTOR POSITION: Tutor NATURE: Tutor for Amarillo College accounting students. Will work part-time tutoring accounting students at community college. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2023 ADDRESS: 2201 S Washington St, #2411, Amarillo TX 79109, United States DESCRIPTION: Will work part-time tutoring community college students in entry level accounting courses. 4. BG&CFS POSITION: Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/05/2021 ADDRESS: 7431 Continental Pkwy / PO Box 20210, Amarillo TX 79114, United States DESCRIPTION: DBA for Osaic business 5, BROWN GRAHAM & CO. PC POSITION: Senior Tax Associate NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 12 START DATE: 05/05/2021 ADDRESS: 7431 Continental Parkway, Amarillo TX 79119, United States DESCRIPTION: Tax return preparation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-24 |
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