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Pierre Samuel Dupont

Cerity Partners LLC

New York, NY

CRD 6057796

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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-20
  • NY RA
    APPROVED
    Since 2021-07-20

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cerity Partners Llc New York NY 09/2014 Present
Other Businesses

Hvn Travel Group, Inc.; not investment related; Atlanta, GA; B2B marketplace connecting professional managers of short-term rentals to professional buyers of travel; Advisory Board Member; Advisory Board Member; June 1, 2022; Less than 1 hour per month; zero business hours; to brainstorm with the CEO on topics related to the growth and operation of the business

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-10-03
  • S63 Uniform Securities Agent State Law Examination
    2012-10-03
Other Names
  • Pierre Samuel Dupont

View on SEC IAPD

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