Matthew Quick

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Principal Funds Distributor
  Des Moines, IA
• 03/2019 → Present
  Principal Securities Inc
  Des Moines, IA
• 01/2017 → Present
  Principal Asset Management
  Des Moines, IA

Previous Registrations

• 2016-05-20 → 2017-01-20
  Principal Securities, Inc.
  Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-19
• S63 Uniform Securities Agent State Law Examination
  2012-08-03

Other Names

• Matt Alan Quick
• Matthew Alan Quick