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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2018-02-14 |
| GA | RA | APPROVED | 2018-02-14 |
| MT | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
| SC | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
119 Maple St, Carrollton, GA 30117-3230 • United States
1320 Joe Frank Harris Pkwy Se, Cartersville, GA 30120 • United States
6670 Church St, Douglasville, GA 30134-1714 • United States
7400 Highway 140 Nw, Adairsville, GA 30103 • United States
485 W. Bankhead Hwy, Villa Rica, GA 30180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 01/2015 | 09/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 09/2017 |
| Invest Financial Corp | Tampa | FL | 09/2017 | Present |
| United Community Banks, Inc. | Carrollton | GA | 09/2017 | Present |
| Lpl Financial Llc | Douglasville | GA | 02/2018 | Present |
1. 03/12/2018 - UNITED COMMUNITY ADVISORY SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-22 |
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