Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-10
NY RA APPROVED 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2022-10-10
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 05/2012 Present
  • 05/2012 → Present
    Ubs
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-22
  • S66 Uniform Combined State Law Examination
    2013-02-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor