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Kevin Robert Choi

Wells Fargo Clearing Services, LLC

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-23
CA RA APPROVED 2022-12-15
  • TX RA
    APPROVED
    Since 2024-10-23
  • CA RA
    APPROVED
    Since 2022-12-15

Branch Locations

13520 Evening Creek Dr N Ste 500, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Stewart San Diego CA 08/2021 10/2021
Shareholders Service Group San Diego CA 03/2012 08/2021
Thomas Stewart San Diego CA 10/2021 10/2022
Northwestern Mutual Investment Services Llc San Diego CA 10/2021 10/2022
Wells Fargo Clearing Services, Llc San Diego CA 10/2022 Present
  • 08/2021 → 10/2021
    Thomas Stewart
    San Diego, CA
  • 03/2012 → 08/2021
    Shareholders Service Group
    San Diego, CA
  • 10/2021 → 10/2022
    Thomas Stewart
    San Diego, CA
  • 10/2021 → 10/2022
    Northwestern Mutual Investment Services Llc
    San Diego, CA
  • 10/2022 → Present
    Wells Fargo Clearing Services, Llc
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-15
S63 Uniform Securities Agent State Law Examination 2014-01-27
  • S65 Uniform Investment Adviser Law Examination
    2022-12-15
  • S63 Uniform Securities Agent State Law Examination
    2014-01-27
Other Names
  • Kevin R Choi

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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