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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-14 |
| TX | RA | APPROVED_RES | 2017-08-29 |
Branch Locations
99 Park Avenue Suite 1910, New York, NY 10016 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Long Island City, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployment | New York | NY | 10/2015 | 07/2017 |
| Raymond James Financial Services, Inc | New York | NY | 07/2017 | 05/2022 |
| Steward Partners Investment Advisory Llc | New York | NY | 07/2017 | Present |
| Steward Partners Global Advisory Llc | New York | NY | 07/2017 | Present |
| Steward Partners Investment Solutions, Llc | New York | NY | 05/2022 | Present |
1) Name of Business : Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36,New York, NY Nature of the Business: Independent RIA Position/Title: Administration Investment Related:Yes Start Date: 07/24/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Provide Administrative support
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-01 |
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