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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-02 |
Branch Locations
406 9Th Avenue Suite 308, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | San Diego | CA | 05/2012 | 03/2018 |
| Various Insurance Carriers For W & R Insurance Agencies | Ramona | CA | 07/2012 | 03/2018 |
| Ramona Rotary Club | Ramona | CA | 07/2015 | 12/2016 |
| James Haug | San Diego | CA | 01/2017 | 08/2020 |
| Lpl Financial Llc | San Diego | CA | 03/2018 | 02/2022 |
| Lpl Financial Llc | San Diego | CA | 02/2022 | Present |
| Integrated Wealth Concepts, Llc | Waltham | MA | 02/2023 | Present |
1. 02/02/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: HAUG WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/02/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-22 |
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