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James Fredric Bowdish

Edward Jones

Raleigh, NC

CRD 3123554

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-15
NC RA APPROVED 2002-10-23
  • TX RA
    APPROVED_RES
    Since 2019-01-15
  • NC RA
    APPROVED
    Since 2002-10-23

Branch Locations

5565 Centerview Dr Ste 103, Raleigh, NC 27606 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Raleigh NC 08/1998 Present
  • 08/1998 → Present
    Edward D. Jones & Co., L.P.
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-17
S63 Uniform Securities Agent State Law Examination 1998-10-14
  • S65 Uniform Investment Adviser Law Examination
    2003-11-17
  • S63 Uniform Securities Agent State Law Examination
    1998-10-14
Other Names
  • Jim Bowdish
  • James Frederic Bowdish

View on SEC IAPD

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