James David Goetz

Current Employers

Employment History

• 04/2007 → Present
  Chapel Of The Lakes
  Lakeport, CA
• 02/2015 → Present
  Lpl Financial, Llc
  Lakeport, CA
• 06/2016 → Present
  Golden State Wealth Management, Llc
  South Coast Metro, CA

Previous Registrations

• 2012-11-30 → 2015-03-04
  J.P. Morgan Securities Llc
  Lakeport, CA
  Fort Bragg, CA
  Willits, CA

Other Businesses

(1) 02/23/2015: GOLDEN STATE WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 10800 MACARTHUR BLVD, SUITE 655, IRVINE, CA 92612 - START 02/02/2015 - 50% OF TIME SPENT (2) 02/23/2015: CHAPEL OF THE LAKES MORTUARY - NOT INV REL - 1625 N. HIGH ST, LAKEPORT, CA 95453 - OUTSIDE/W-2 EMPLOYMENT - ON CALL MORTUARY STAFF - START 04/15/2007 - 10% OF TIME SPENT (3) 03/03/2015: GOLDEN STATE WEALTH MANAGEMENT, LLC - INV REL - 19800 MACARTHUR BLVD, SUITE 355, IRVINE, CA 92612 - REGISTERED INVESTMENT ADVISOR HYBRID - START 02/02/2015 - 50% OF TIME SPENT (4) 04/01/2016 * Exclusive Insurance Brokerage * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/14/2014 * Fixed Life insurance sales * 5 HRS/MO; 3 HRS DURING SECS TRDG HRS. (5) 10/14/2021 - Antoinette's School of Dance - Not Investment Related - 92 Soda Bay Road, Lakeport, Ca. 95450 - Business Entity For Tax/Investment Purposes Only - Co-Owner - Start Date: 10/02/1989 - 0 Hours Per Month/0 Hours During Securities Trading. (6) 1/25/2022 - Golden State Asset Management, LLC ' DE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/21/2021 - Time Spent 2% - I provide investment advisory services through Golden State Asset Management, LLC `DE, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. (7) 10/25/2022 - Physicians Mutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/10/2022 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-11-28
• S63 Uniform Securities Agent State Law Examination
  2012-05-23

Other Names

• James D Goetz
• Jim Goetz
• Jim D Goetz