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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01

Branch Locations

3838 N Sam Houston Pkwy Suite 150, Houston, TX 77032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Houston TX 04/2013 08/2018
Sagepoint Financial, Inc. Houston TX 08/2018 09/2023
Osaic Wealth, Inc. Houston TX 09/2023 Present
  • 04/2013 → 08/2018
    Next Financial Group Inc
    Houston, TX
  • 08/2018 → 09/2023
    Sagepoint Financial, Inc.
    Houston, TX
  • 09/2023 → Present
    Houston, TX
Previous Registrations
  • 2018-08-30 → 2023-09-01
    Osaic Services, Inc.
    Houston, TX
  • 2013-04-11 → 2018-08-30
    Next Financial Group, Inc.
    Houston, TX
  • 2012-06-11 → 2013-04-18
    Concourse Financial Group Securities, Inc.
    Stafford, TX
    Birmingham, AL
    Stafford, TX
Other Businesses

1. STRUCTURE: S CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/18/2014 ADDRESS: 1800 BERING DR, STE 395, HOUSTON TX 77057 DESCRIPTION: INSURANCE SALES, MANAGEMENT AND SERVICES 2. CHIH HAO NG POSITION: INDEPENDENT CONTRACTOR NATURE: NATURE: INSURANCE (LIFE/HEALTH; FIXED ANNUITIES; LONG-TERM CARE; DENTAL/VISION;TRAVEL MEDICAL; OTHER) STRUCTURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/18/2014 ADDRESS: 5510 DALTON RANCH LN, SUGAR LAND TX 77479, United States DESCRIPTION: INSURANCE SALES, MANAGEMENT AND SERVICES 3. EDWIN NG FINANCIAL, INC. DBA EDWIN NG INSURANCE SERVICES POSITION: PRESIDENT NATURE: NATURE: INSURANCE (LIFE/HEALTH; FIXED ANNUITIES; LONG-TERM CARE; DENTAL/VISION;TRAVEL MEDICAL; OTHER) STRUCTURE: S CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/18/2014 ADDRESS: 5510 DALTON RANCH LN, SUGAR LAND TX 77479, United States DESCRIPTION: INSURANCE SALES, MANAGEMENT AND SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-06
  • S66 Uniform Combined State Law Examination
    2012-06-06
Other Names
  • Edwin Chih Hao Ng
  • Edwin Ng

View on SEC IAPD

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