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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
3838 N Sam Houston Pkwy Suite 150, Houston, TX 77032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Houston | TX | 04/2013 | 08/2018 |
| Sagepoint Financial, Inc. | Houston | TX | 08/2018 | 09/2023 |
| Osaic Wealth, Inc. | Houston | TX | 09/2023 | Present |
1. STRUCTURE: S CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/18/2014 ADDRESS: 1800 BERING DR, STE 395, HOUSTON TX 77057 DESCRIPTION: INSURANCE SALES, MANAGEMENT AND SERVICES 2. CHIH HAO NG POSITION: INDEPENDENT CONTRACTOR NATURE: NATURE: INSURANCE (LIFE/HEALTH; FIXED ANNUITIES; LONG-TERM CARE; DENTAL/VISION;TRAVEL MEDICAL; OTHER) STRUCTURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/18/2014 ADDRESS: 5510 DALTON RANCH LN, SUGAR LAND TX 77479, United States DESCRIPTION: INSURANCE SALES, MANAGEMENT AND SERVICES 3. EDWIN NG FINANCIAL, INC. DBA EDWIN NG INSURANCE SERVICES POSITION: PRESIDENT NATURE: NATURE: INSURANCE (LIFE/HEALTH; FIXED ANNUITIES; LONG-TERM CARE; DENTAL/VISION;TRAVEL MEDICAL; OTHER) STRUCTURE: S CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/18/2014 ADDRESS: 5510 DALTON RANCH LN, SUGAR LAND TX 77479, United States DESCRIPTION: INSURANCE SALES, MANAGEMENT AND SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-06 |
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