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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-11
  • TX RA
    APPROVED
    Since 2019-07-11

Branch Locations

6510 W Little York Rd, Houston, TX 77040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Houston TX 11/2013 05/2019
Jpmorgan Chase Bank, N.A. Houston TX 07/2015 05/2019
Jp Morgan Securities, Llc Houston TX 06/2019 Present
Jpmorgan Chase Bank, N.A Houston TX 06/2019 Present
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 2/23/2019 ADDRESS: 10622 HOUSTON, TX. DETAILS: Leasing a single family home INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): MAYBE 2 HOURS PER WEEKEND HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-01
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2019-07-01
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21

View on SEC IAPD

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