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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-10-06
  • SC RA
    APPROVED
    Since 2020-10-06

Branch Locations

4401 Starkey Road Po Drawer 21209, Roanoke, VA 24018 • United States

Greenville, SC • United States

1320 Main Street Suite 300, Columbia, SC 29201 • United States

503 S Main Street, Mauldin, SC 29662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Co Horsham PA 01/2015 04/2020
Hornor Townsend & Kent Inc Horsham PA 01/2015 04/2020
National Life Group Roanoke VA 04/2020 Present
Equity Services, Inc. Montpelier VT 04/2020 Present
  • 01/2015 → 04/2020
    Penn Mutual Life Ins Co
    Horsham, PA
  • 01/2015 → 04/2020
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 04/2020 → Present
    National Life Group
    Roanoke, VA
  • 04/2020 → Present
    Montpelier, VT
Previous Registrations
  • 2015-06-04 → 2020-04-20
    Mechanicsville, VA
    Morrisville, NC
    Salem, VA
    Richmond, VA
    Richmond, VA
  • 2012-07-17 → 2014-12-18
    First Command Brokerage Services, Inc.
    Colonial Heights, VA
Other Businesses

*NATIONAL FINANCIAL SERVICES, INC. 209 HURON WAY, GRRENVILLE, SC 29607. INV REL. AGENT. 04/14/2020. MULTI-LINE INSURANCE BROKERAGE. APPROX HRS PER MTH: 101-140 HRS. DURING TRD/HRS. INSURANCE LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY CLIENT ACCOUNTS*FAIRWAY FINANCIAL PARTNERS LLC,209HURON WAY, GREENVILLE SC 29607,04/14/2020,MULTI-LINE INSURANCE BROKERAGE,APPROX HRS PER MTH: 101-14- HRS,DURING TRADING HRS.SALES AND SERVICE OF IFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY CLIENT ACCOUNTS *WILLIAM A. KEENEY - RENTAL PROPERTY. 5801 NE GULFSTREAM WAY, UNIT 4909, STUART, FL 34996. INV REL. JULY 2021. RENTAL PROPERTY IN FL, ONE CONDO. OWNER. RENT PROPERTY AND PAY TAXES, FPL UTILITY AS WATERPOINTE REAL ESTATE MANAGED PROPERTY. DURING TRADE HRS*KEENEY FINANCIAL SERVICES LLC. 209 HURON WAY GREENVILLE SC 29607. INV REL. MARCH 2023. OPEN BUSINESS ACCOUNT FOR PAYMENT OF W2 AND 1099 INCOME. MEMBER/OWNER. ONLY MEMBER, NO VOTING, ACCOUNTING AND DISTRIBUTIONS TO SOLE MEMBER FROM BUSINESS ACCOUNT. DURING TRADE HRS*CORNERSTONE ADVISOR GROUP LLC, 209 HURON WAY, GREENVILLE, SC, 29607, ONGOING, INV REL, 01/05/2025, INSURANCE, AGENT, DURING TRD/HRS, 40 HRS*CAG TAX SERVICES LLC, 209 HURON WAY, GREENVILLE, SC, 29607, ONGOING, INV REL, 12/2025, TAX PREPARATION, BOOKKEEPING, NOT DURING TRD/HRS, 0%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-30
S63 Uniform Securities Agent State Law Examination 2012-05-29
  • S65 Uniform Investment Adviser Law Examination
    2012-06-30
  • S63 Uniform Securities Agent State Law Examination
    2012-05-29

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