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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2021-01-25 |
| NJ | RA | APPROVED | 2014-08-08 |
Branch Locations
390 Madison Ave, New York, NY 10017 • United States
300 E 57Th St, New York, NY 10022 • United States
994 1St Ave, New York, NY 10022 • United States
360 Park Avenue, New York, NY 10022 • United States
60 East 42Nd St, New York, NY 10165 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | New York | NY | 03/2011 | 07/2025 |
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | Present |
| The Gains Game | Wappingers Fall | NY | 04/2018 | 07/2023 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: GAINS TECHNOLOGY, LLC. POSITION: OWNER START DATE: 6/5/2019 ADDRESS: 2 Wappingers Falls, NY DETAILS: CREATING SOFTWARE FOR A GAME CENTERED AROUND HELPING PEOPLE IN UNDERSERVED COMMUNITIES INCREASE FINANCIAL KNOWLEDGE. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
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