Lindsay Michelle Allen

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 06/2022
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 06/2012 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2017 → 08/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2022 → Present
  Capfinancial Partners, Llc (Captrust)
  Raleigh, NC
• 06/2022 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2013-08-01 → 2022-06-30
  United Capital Financial Advisors
  Ft Lauderdale, FL
  Ft Lauderdale, FL
• 2012-07-25 → 2013-05-22
  Girard Securities, Inc.
  Ft. Lauderdale, FL
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-07-23

Designations

• Certified Financial Planner