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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-09-04
  • NC RA
    APPROVED
    Since 2020-09-04

Branch Locations

101 E. Allen Street Suite 103D, Hendersonville, NC 28792 • United States

Mills River, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2012 07/2020
Commonwealth Financial Network Waltham MA 07/2020 02/2026
Commonwealth Financial Network Waltham MA 02/2026 Present
Groth Wealth Management, Llc Hendersonville NC 01/2021 Present
Previous Registrations
  • 2012-06-18 → 2020-07-31
    Spring Grove, IL
    St Louis, MO
    Lincolnshire, IL
Other Businesses

1. Fixed insurance sales; as of 07/30/2020; 10% time spent during business hours; conducted from branch location; investment related. 2. Owner, Groth Wealth Management, LLC; a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 01/02/2020; 10% time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-15
  • S66 Uniform Combined State Law Examination
    2012-06-15
Other Names
  • Bradley Groth

View on SEC IAPD

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