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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-27 |
| PA | RA | APPROVED | 2020-06-09 |
Branch Locations
17 W Broad St, Tamaqua, PA 18252 • United States
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
4665 Perkiomen Ave, Reading, PA 19606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Slatington | PA | 01/2015 | Present |
| Wells Fargo Advisors, Llc | Slatington | PA | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Slatington | PA | 11/2016 | Present |
ZOEY FARMS, LLC, INVT RELATED, TAMAQUA, PA, 49% OWNERSHIP, START DATE 12/10/2020, 16 HRS PER MONTH, 0 HRS DURING TRADING, MAINTAIN PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-31 |
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