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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-28 |
| NY | RA | APPROVED | 2025-08-28 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Investment Management Company Llc | New York | NY | 06/2001 | 02/2025 |
| Pimco Investments Llc | New York | NY | 02/2011 | 02/2025 |
| Neuberger Berman | New York | NY | 03/2025 | Present |
Owner of a rental property 10/2020. Not investment related. Involves 0 - 1 hours per month devoted to management and maintenance of the property and related administrative items, none of which are completed during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-13 |
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