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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
1000 Hillgrove Avenue, Western Springs, IL 60558 • United States
370 S. County Farm Road, Wheaton, IL 60187 • United States
100 N Wheaton Ave, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments L.L.C. | Chicago | IL | 07/2015 | 01/2025 |
| Lpl Financial Llc | Fort Mill | SC | 01/2025 | Present |
1. 01/2025-WINTRUST INVESTMENTS- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/26/2024- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-31 |
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