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Sean Patrick Moran

Pinnacle Financial Group LLC

Western Springs, IL

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Current Employers
Pinnacle Financial Group Llc

823 Burlington Avenue, Western Springs, IL 60558 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-15
  • IL RA
    APPROVED
    Since 2024-04-15

Branch Locations

823 Burlington Avenue, Western Springs, IL 60558 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 11/2015 08/2021
Charles Schwab & Co., Inc. Chicago IL 08/2021 04/2024
Pinnacle Financial Group Llc Western Springs IL 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-09
S63 Uniform Securities Agent State Law Examination 2006-10-16
  • S66 Uniform Combined State Law Examination
    2016-03-09
  • S63 Uniform Securities Agent State Law Examination
    2006-10-16
Designations
Other Names
  • Sean Moran

View on SEC IAPD

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EDWARD JONES · WESTERN SPRINGS, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Western Springs, IL
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Western Springs, IL
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