Sean Patrick Moran

Employer firm

Pinnacle Financial Group LLC CRD 116600

$673M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 08/2021
  Ubs Financial Services Inc
  Chicago, IL
• 08/2021 → 04/2024
  Charles Schwab & Co., Inc.
  Chicago, IL
• 04/2024 → Present
  Pinnacle Financial Group Llc
  Western Springs, IL

Previous Registrations

• 2021-12-17 → 2024-04-19
  Schwab Wealth Advisory, Inc.
  Chicago, IL
  Chicago, IL
• 2016-03-09 → 2021-08-16
  Ubs Financial Services Inc.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2016-03-09
• S63 Uniform Securities Agent State Law Examination
  2006-10-16

Designations

• Certified Financial Planner

Other Names

• Sean Moran