Vincent Harambasic

Employer firm

Pinnacle Financial Group LLC CRD 116600

$673M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 04/2018
  Fidelity Investments
  Chicago, IL
• 09/2007 → 04/2018
  Strategic Advisors, Inc
  Chicago, IL
• 04/2018 → 03/2020
  Jp Morgan Securities, Llc
  Wheaton, IL
• 04/2018 → 03/2020
  Jp Morgan Chase Bank, N.A.
  Wheaton, IL
• 03/2020 → 10/2022
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 10/2022 → 01/2024
  Pinnacle Financial Group, Llc
  Western Springs, IL
• 01/2024 → Present
  Pinnacle Financial Group, Llc
  Western Springs, IL

Previous Registrations

• 2020-03-09 → 2022-10-14
  Wells Fargo Clearing Services, Llc
  Schaumburg, IL
  Chicago, IL
• 2018-04-13 → 2020-03-17
  J.P. Morgan Securities Llc
  Wheaton, IL
• 2008-02-28 → 2018-04-11
  Strategic Advisers Llc
  Chicago, IL

Other Businesses

Vincent Harambasic is the Managing Member of ThreePillar Assets, LLC, which owns 50% of Pinnacle Financial Group, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-27
• S63 Uniform Securities Agent State Law Examination
  2005-07-26

Designations

• Certified Financial Planner

Other Names

• Vincent Harambasic Iii
• Vinnie Harambasic