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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-12 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2014-05-09 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | New York | NY | 04/2008 | Present |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*453476 - Cavallier Capital LLC; Investment related - Yes; Frnaklin Lakes, New Jersey, Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 0; After business hours: 2; collecting antiques, comics, art and cars *518184 - Rental Property; Investment related: Yes; New York, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 0; Property Management *709189- Mind Your Q's; Investment related: No; Franklin Lakes, New Jersey; Authoring a book on philosophical outlook - self published; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 2; Passive disregarded structure - Sole Proprietor/Owner of entity
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-02-16 |
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