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Christopher Ortiz

J.P. Morgan Securities LLC

Cupertino, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-07
  • CA RA
    APPROVED
    Since 2026-01-07

Branch Locations

20576 Homestead Rd, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cupertino CA 12/2025 Present
Jpmorgan Chase Bank, N.A. Cupertino CA 12/2025 Present
Unemployed Campbell CA 11/2025 11/2025
Wells Fargo San Jose CA 08/2017 10/2025
Unemployed Santa Paula CA 04/2017 07/2017
Union Bank Of California Goleta CA 05/2016 03/2017
  • 12/2025 → Present
    J.P. Morgan Securities Llc
    Cupertino, CA
  • 12/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Cupertino, CA
  • 11/2025 → 11/2025
    Unemployed
    Campbell, CA
  • 08/2017 → 10/2025
    Wells Fargo
    San Jose, CA
  • 04/2017 → 07/2017
    Unemployed
    Santa Paula, CA
  • 05/2016 → 03/2017
    Union Bank Of California
    Goleta, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
S63 Uniform Securities Agent State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2023-06-16
  • S63 Uniform Securities Agent State Law Examination
    2012-05-22
Other Names
  • Christopher William Ortiz
  • Christopher Ortiz

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
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