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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | West Hartford | CT | 04/2012 | 05/2018 |
| Strategic Advisers, Inc. | West Hartford | CT | 09/2013 | 05/2018 |
| Tiaa | Hartford | CT | 05/2018 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Hartford | CT | 05/2018 | 11/2020 |
| Gottfried & Somberg Wealth Management, Llc | Glastonbury | CT | 02/2021 | Present |
| Commonwealth Financial Network | Waltham | MA | 02/2021 | 12/2021 |
| Commonwealth Financial Network | Waltham | MA | 01/2022 | Present |
Fixed insurance sales; as of 02/01/2021; less than 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-26 |
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