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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-02-17
  • CT RA
    APPROVED
    Since 2021-02-17

Branch Locations

340 Hebron Avenue, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc West Hartford CT 04/2012 05/2018
Strategic Advisers, Inc. West Hartford CT 09/2013 05/2018
Tiaa Hartford CT 05/2018 11/2020
Tiaa-Cref Individual & Institutional Services, Llc Hartford CT 05/2018 11/2020
Gottfried & Somberg Wealth Management, Llc Glastonbury CT 02/2021 Present
Commonwealth Financial Network Waltham MA 02/2021 12/2021
Commonwealth Financial Network Waltham MA 01/2022 Present
Previous Registrations
Other Businesses

Fixed insurance sales; as of 02/01/2021; less than 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-22
S63 Uniform Securities Agent State Law Examination 2012-06-26
  • S66 Uniform Combined State Law Examination
    2013-05-22
  • S63 Uniform Securities Agent State Law Examination
    2012-06-26
Designations

View on SEC IAPD

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