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Ashana Patrice Harp

Citigroup Global Markets Inc.

New York, NY

New York, NY

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-12
  • NY RA
    APPROVED
    Since 2022-07-12

Branch Locations

Citi Wealth Management, Sales 120 Broadway, New York, NY 10271 • United States

Cwm Retail, Sales 388 Greenwich Street - 1 & 24Th Fl, New York, NY 10013 • United States

Cwm Retail, Sales 528-530 Laguardia Place, New York, NY 10012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Lawrence NY 09/2011 09/2018
J.P. Morgan Securities Llc Lawrence NY 10/2012 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2019 05/2022
Bank Of America N.A. New York NY 08/2019 07/2022
Unemployed Tampa FL 09/2018 08/2019
Saint John's University Jamaica NY 08/2019 01/2021
Citigroup New York NY 07/2022 Present
  • 09/2011 → 09/2018
    Jp Morgan Chase Bank
    Lawrence, NY
  • 10/2012 → 09/2018
    J.P. Morgan Securities Llc
    Lawrence, NY
  • 08/2019 → 05/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 08/2019 → 07/2022
    Bank Of America N.A.
    New York, NY
  • 09/2018 → 08/2019
    Unemployed
    Tampa, FL
  • 08/2019 → 01/2021
    Saint John's University
    Jamaica, NY
  • 07/2022 → Present
    Citigroup
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
S63 Uniform Securities Agent State Law Examination 2012-05-26
  • S66 Uniform Combined State Law Examination
    2020-12-30
  • S63 Uniform Securities Agent State Law Examination
    2012-05-26
Other Names
  • Ashana P Harp
  • Ashana Harp
  • Ashana Patrice Harp
  • Ashana Patrice Harp

View on SEC IAPD

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