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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-07-25 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed-Independent Insurance Agent | Los Angeles | CA | 07/2004 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 04/2012 | Present |
| Self Employed- Real Estate Sales | Los Angeles | CA | 09/2012 | Present |
ALAN SCOTT- 3131 S Canfield Ave,, #204, Los Angeles CA 90034; INDEPENDENT INSURANCE AGENT-FIAS; START DATE 7/04; 120 HRS/MNTH, 80 HRS/MNTH DURING TRADING; IR.;Registered Representative, start date 04/2012, securities sales and services, IR, 168 hrs/month business, 136 hrs/month trading hours; REAL ESTATE SALES; 3131 S Canfield Ave,, #204, Los Angeles CA 90034; START DATE: 9/10/2012; ACTING AS REAL ESTATE AGENT ON BUY/SELL TRANSACTIONS FOR PRIMARILY RESIDENTIAL HOMES;APPROX. NUM OF HRS/MTH DEVOTED TO THIS BUS:60 ;APPROX. NUM OF HRS/MTH DEVOTED TO THIS BUS DURING TRADING HRS:32 IR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-07-20 |
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