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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-27 |
Branch Locations
2220 Briargate Parkway, Colorado Springs, CO 80920 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Colorado Springs | CO | 03/2012 | 11/2024 |
| Prudential Insurance Company Of America | Colorado Springs | CO | 03/2012 | 05/2025 |
| Lpl Enterprise, Llc | Colorado Springs | CO | 11/2024 | 05/2025 |
| T. Rowe Price | Colorado Springs | CO | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 2014-10-14 |
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